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401(k) Fiduciary Responsibility: Avoiding Audits and Mitigating Issues

Date: August 25 @ 12noon ET / 9am AZ
Length of Time: 45 Minutes
Cost: No Charge
CE Credits: 1.0 CPE Credits


  • What is Fiduciary Responsibility when it comes to your 401(k) Plan?
  • What is a 3(38) & 3(21) Fiduciary?
  • Who is a Fiduciary in your Organization?
  • Top Fiduciary Issues you need be aware of and take action today.
  • Dissecting “Fee Structure” and understanding “Fee Transparency”.
  • How Payroll Reporting can help with an Audit “Employee Classification” for Discrimination Testing.
  • Game Plan Worksheet (“self-assessment” review).
  • How-to Benchmark Your Plan (satisfying Fiduciary Responsibility).

Sponsored By:

Atlas Retirement Solutions